Investment_Banking_Exam

Investment Banking Exam

Investment Banking Exam

Examination administered by the U.S. government

The Limited Representative – Investment Banking Exam, commonly referred to as the Series 79, is an examination administered by the U.S. Financial Industry Regulatory Authority (FINRA) for investment banking professionals. The examination is designed to qualify candidates for a limited scope of activities as investment bankers, without the full requirements of the General Securities Representative Exam (Series 7).[1]

See also

Wikibooks has a book on the topic of: NASD Series License

References

  1. [1]
    "FINRA Regulatory Notice 09-41" (PDF). Financial Industry Regulatory Authority. Retrieved 2009-10-27.

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